Head of Regulatory Inquiries and Exams

  • Coinbase
  • San Francisco, CA
  • Oct 31, 2018

Job Description

Back To All Jobs Head of Regulatory Inquiries and Exams
San Francisco, CA

Our vision is to bring more innovation, efficiency, and equality of opportunity by helping create an open financial system for the world. We are focused on making digital currency accessible to everyone. We are guided by these principles: be the most trusted company in our industry and create products that are easy to use.

Responsibilities:
  • Interface with and manage exam requests, meetings, documentation requests
  • Coordinate presentations
  • Responsible for follow up on exam deficiencies
  • Liaise with AML and Global investigations
  • Present on Exam results at Senior Management meetings

Requirements: 
  • 7-10 years of experience managing regulatory exams
  • Manage intake and review of regulatory inquiries
  • Manage regulatory exams: State exams, NY DFS, FinCen, FINRA (any regulatory Exams)
  • Coordinate with Internal Audit reviews of Compliance Department

 

Coinbase is committed to diversity in its workforce and is proud to be an equal opportunity employer. Coinbase does not make hiring or employment decisions on the basis of race, color, religion, creed, gender, national origin, age, disability, veteran status, marital status, pregnancy, sex, gender expression or identity, sexual orientation, citizenship, or any other basis protected by applicable local, state or federal law. Coinbase will also consider for employment qualified applicants with arrest and conviction records in a manner consistent with San Francisco's Fair Chance Ordinance and similar local laws.